Job Description

Shape global risk strategy in a high-growth platformExecutive visibility with Board & senior leadershipAbout Our ClientAlternative investment platform based in Midtown.Job DescriptionRegulatory Leadership & Compliance OversightDefine and manage a forward-looking compliance strategy across multiple jurisdictionsOversee licensing, regulatory obligations, and adherence to evolving frameworksAct as primary contact for supervisory bodies, including managing reviews, inspections, and enquiriesEstablish and continuously enhance policies, procedures, and internal controls aligned to regulatory expectationsProvide subject-matter expertise across a broad range of investment products and structuresEnterprise Risk ManagementDesign and implement a firmwide risk management architecture, including governance, appetite setting, and reportingMaintain a consistent approach to identifying, evaluating, and mitigating key risksDevelop scalable tools such as risk registers, self-assessments, and monitoring frameworksDeliver clear insight to executive stakeholders on emerging risks and mitigation actionsSupport governance forums and risk committees with structured reporting and recommendationsControls, Assurance & Operational RiskStrengthen and oversee internal control environments across business functionsPartner with cross-functional leaders to embed robust controls within core processesLead assurance activities, including external audits and certification processesEnsure appropriate oversight of technology, data governance, and information security risksDrive continuous improvements in control effectiveness and operational integrityBusiness Continuity & ResilienceEstablish and maintain resilience frameworks to ensure continuity of critical operationsOversee incident management protocols, escalation pathways, and crisis response strategiesCoordinate regular testing and validation of recovery plansProvide oversight of physical security and safety-related programmes where relevantLeadership & CultureBuild, lead, and mentor distributed teams across risk and compliance disciplinesFoster a culture that balances commercial growth with disciplined risk awarenessCollaborate closely with legal, finance, technology, and commercial teamsAct as a trusted advisor to executive leadership and governance bodiesPromote transparency, accountability, and continuous improvement across the organisationThe Successful ApplicantExtensive leadership experience within risk, compliance, or governance in regulated financial environmentsStrong understanding of complex regulatory regimes and multi-regional operationsProven ability to design and scale enterprise risk frameworksExperience engaging directly with regulators and managing formal reviews or auditsSolid grasp of investment-related products and associated regulatory considerationsCredible communicator, capable of influencing senior stakeholders and Board-level audiencesTrack record of building and leading high-performing teams in evolving organisationsQualificationsDegree required; advanced qualification (e.g., JD, MBA) preferredRelevant certifications in risk, compliance, or finance advantageousWhat’s on OfferCompetitive annual salary ranging from $300,000 - $400,000.ContactLauren Van ManenQuote job refJN-072026-7061247Job summaryFunctionCFO & Financial ManagementSubsectorCFO & Financial Management SubsectorIndustryFinancial ServicesLocationNew YorkContract typePermanentConsultant nameLauren Van ManenJob referenceJN-072026-7061247About Page ExecutivePage Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.

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